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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-26
  • CA RA
    APPROVED
    Since 2024-07-26

Branch Locations

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

24439 Crenshaw Blvd, Torrance, CA 90505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Torrance CA 07/2014 03/2022
Wells Fargo Clearing Services Llc Torrance CA 02/2018 03/2022
J.P. Morgan Securities Llc Manhattan Beac CA 04/2022 07/2024
Jpmorgan Chase Bank, N.A. Manhattan Beac CA 04/2022 07/2024
Dreamy Dolls Llc Torrance CA 10/2021 Present
Wells Fargo Clearing Services, Llc Torrance CA 07/2024 Present
Wells Fargo Bank, Na Torrance CA 07/2024 Present
Previous Registrations
Other Businesses

DREAMY DOLLS LLC; NOT INV. RELATED; TORRANCE, CA; 100% OWNERSHIP; COSMETIC, EYELASH EXTENSIONS; START DATE: 10/18/2021; 30 HOURS PER MONTH; 0 HOURS DURING BUSINESS HOURS; DUTIES: ADVERTISING AND SERVICING CLIENTS EYELASH EXTENSIONS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-15
S63 Uniform Securities Agent State Law Examination 2018-06-08
  • S66 Uniform Combined State Law Examination
    2021-06-15
  • S63 Uniform Securities Agent State Law Examination
    2018-06-08
Other Names
  • Flor Maria Gonzalez
  • Flor De Maria Gonzalez
  • Flor Gonzalez

View on SEC IAPD

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