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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-09-29
  • UT RA
    APPROVED
    Since 2022-09-29

Branch Locations

5201 W Amelia Earhart Dr, Salt Lake City, UT 84116 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc South Jordan UT 06/2016 07/2019
Morgan Stanley Services Group Inc. South Jordan UT 08/2018 07/2021
Disys Salt Lake City UT 06/2022 11/2022
Wells Fargo Clearing Services Salt Lake City UT 06/2022 Present
Alpha Warranty Services South Jordan UT 07/2021 06/2022
  • 06/2016 → 07/2019
    Morgan Stanley Smith Barney Llc
    South Jordan, UT
  • 08/2018 → 07/2021
    Morgan Stanley Services Group Inc.
    South Jordan, UT
  • 06/2022 → 11/2022
    Disys
    Salt Lake City, UT
  • 06/2022 → Present
    Wells Fargo Clearing Services
    Salt Lake City, UT
  • 07/2021 → 06/2022
    Alpha Warranty Services
    South Jordan, UT
Previous Registrations
  • 2014-06-05 → 2021-07-19
    South Jordan, UT
    Purchase, NY
    Salt Lake City, UT
    Columbus, OH
    South Jordan, UT
    South Jordan, UT
    South Jordan, UT
  • 2011-12-16 → 2012-06-21
    Harrisdirect Llc
    Arlington, VA
  • 2007-11-15 → 2011-12-15
    Salt Lake City, UT
Other Businesses

GRAYSTONE STUDIO, LLC; NOT INV RELATED; SALT LAKE CITY, UT; 100% OWNERSHIP; 05/2025; 60 HOURS PER MONTH; 0 DURING TRADING; SELLING HANDMADE JEWELRY ONLINE UTAH CAMPING GEAR RENTALS LLC; INV RELATED;WEST VALLEY CITY,UT; RENTS CAMPING ;100% OWNERSHIP; START DATE: 06/01/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-30
S63 Uniform Securities Agent State Law Examination 2006-03-31
  • S66 Uniform Combined State Law Examination
    2008-01-30
  • S63 Uniform Securities Agent State Law Examination
    2006-03-31
Other Names
  • Travis O Gray
  • Travis Owens Gray
  • Travis Gray

View on SEC IAPD

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