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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-09-06 |
| CT | RA | APPROVED | 2018-04-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investor Empowerment Inc. | Ashland | MA | 07/2014 | 04/2018 |
| Morgan Stanley Smith Barney Llc | Westborough | MA | 02/2018 | 05/2018 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 06/2018 | Present |
| Morgan Stanley Smith Barney Llc | Westborough | MA | 05/2018 | Present |
*344969 - Teacher; Investment related-No; Ashland, Massachusetts; Teach Indian Classical vocal music; Teacher (proprietor, partner, officer, director, employee, trustee, agent); 10/2014; During business hours: 0; After business hours: 4; I teach Indian Classical Vocal Music *707665 - DBA SuzAni Productions; Investment related: No; Ashland, Massachusetts; Art/Culture; Am managing this process and am going to file DBA for tax purposes (proprietor, partner, officer, director, employee, trustee, agent); 08/2026; During business hours: 0; After business hours: 4; Mainly working with music composers and lyricits, etc. to create original songs - I will be the main singer
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-20 |
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