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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-09-06
CT RA APPROVED 2018-04-20
  • TX RA
    APPROVED
    Since 2018-09-06
  • CT RA
    APPROVED
    Since 2018-04-20

Branch Locations

1 Technology Drive, Westborough, MA 01581 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investor Empowerment Inc. Ashland MA 07/2014 04/2018
Morgan Stanley Smith Barney Llc Westborough MA 02/2018 05/2018
Morgan Stanley Private Bank, N.A. New York NY 06/2018 Present
Morgan Stanley Smith Barney Llc Westborough MA 05/2018 Present
  • 07/2014 → 04/2018
    Investor Empowerment Inc.
    Ashland, MA
  • 02/2018 → 05/2018
    Morgan Stanley Smith Barney Llc
    Westborough, MA
  • 06/2018 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 05/2018 → Present
    Morgan Stanley Smith Barney Llc
    Westborough, MA
Other Businesses

*344969 - Teacher; Investment related-No; Ashland, Massachusetts; Teach Indian Classical vocal music; Teacher (proprietor, partner, officer, director, employee, trustee, agent); 10/2014; During business hours: 0; After business hours: 4; I teach Indian Classical Vocal Music *707665 - DBA SuzAni Productions; Investment related: No; Ashland, Massachusetts; Art/Culture; Am managing this process and am going to file DBA for tax purposes (proprietor, partner, officer, director, employee, trustee, agent); 08/2026; During business hours: 0; After business hours: 4; Mainly working with music composers and lyricits, etc. to create original songs - I will be the main singer

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-20
  • S66 Uniform Combined State Law Examination
    2018-04-20

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