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Laurie Denise Littlefield

Grimes & Company

Westborough, MA

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Current Employers
Grimes & Company

One Technology Drive Suite 100, Westborough, MA 01581 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2014-06-16
  • MA RA
    APPROVED
    Since 2014-06-16

Branch Locations

One Technology Drive Suite 100, Westborough, MA 01581 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Grimes & Co. Inc. Westborough MA 04/2005 Present
Mid Atlantic Capital Corporation Westborough MA 05/2011 09/2017
  • 04/2005 → Present
    Grimes & Co. Inc.
    Westborough, MA
  • 05/2011 → 09/2017
    Mid Atlantic Capital Corporation
    Westborough, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-20
S63 Uniform Securities Agent State Law Examination 1995-06-26
  • S65 Uniform Investment Adviser Law Examination
    2014-05-20
  • S63 Uniform Securities Agent State Law Examination
    1995-06-26
Other Names
  • Laurie Denise Littlefield Holmes
  • Laurie D Littlefield
  • Laurie Denise Littlefield
  • Laurie Denise Holmes
  • Laurie Littlefield Holmes

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Westborough, MA
LPL FINANCIAL LLC · WESTBOROUGH, MA
NEWEDGE ADVISORS · Westborough, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTBOROUGH, MA
COMMONWEALTH FINANCIAL NETWORK · Westborough, MA
EAGLE STRATEGIES LLC · WESTBOROUGH, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Westborough, MA
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