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David Luke Barlow

Grimes & Company

Westborough, MA

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Current Employers
Grimes & Company

One Technology Drive Suite 100, Westborough, MA 01581 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-10-03
TX RA APPROVED 2024-09-26
  • MA RA
    APPROVED
    Since 2024-10-03
  • TX RA
    APPROVED
    Since 2024-09-26

Branch Locations

One Technology Drive Suite 100, Westborough, MA 01581 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ferris Capital, Llc Marlborough MA 02/2016 01/2019
Goodman Advisory Group, Llc Needham MA 06/2019 05/2024
Unemployed Chelmsord MA 01/2019 06/2019
Grimes & Company, Inc. Westborough MA 09/2024 Present
Unemployed Waltham MA 06/2024 09/2024
  • 02/2016 → 01/2019
    Ferris Capital, Llc
    Marlborough, MA
  • 06/2019 → 05/2024
    Goodman Advisory Group, Llc
    Needham, MA
  • 01/2019 → 06/2019
    Unemployed
    Chelmsord, MA
  • 09/2024 → Present
    Grimes & Company, Inc.
    Westborough, MA
  • 06/2024 → 09/2024
    Unemployed
    Waltham, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-31
S63 Uniform Securities Agent State Law Examination 2005-07-01
  • S65 Uniform Investment Adviser Law Examination
    2005-08-31
  • S63 Uniform Securities Agent State Law Examination
    2005-07-01
Designations

View on SEC IAPD

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KEVIN TIMOTHY GRIMES
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Other Offices

MORGAN STANLEY · Westborough, MA
LPL FINANCIAL LLC · WESTBOROUGH, MA
NEWEDGE ADVISORS · Westborough, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTBOROUGH, MA
COMMONWEALTH FINANCIAL NETWORK · Westborough, MA
EAGLE STRATEGIES LLC · WESTBOROUGH, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Westborough, MA
CADENCE WEALTH MANAGEMENT LLC · WESTBOROUGH, MA

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