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One Technology Drive Suite 100, Westborough, MA 01581 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2000-01-01 |
Branch Locations
One Technology Drive Suite 100, Westborough, MA 01581 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Grimes & Company, Inc. | Westborough | MA | 11/1999 | Present |
| Mid Atlantic Capital Corporation | Sacramento | CA | 03/2017 | 08/2021 |
1) NORTH HILL; NOT INVESTMENT-RELATED; 865 CENTRAL AVE, NEEDHAM, MA 02492; CHARITABLE ORGANIZATION; BOARD MEMBER; STARTED 05/2017; APPROXIMATELY 5 HOURS PER MONTH, ZERO HOURS DURING SECURITIES TRADING HOURS. 2) BABSON ENDOWMENT COMMITTEE; INVESTMENT RELATED; 231 FOREST ST, WELLESLEY, MA 02457; COMMITTEE MEMBER; STARTED 01/2022; APPROXIMATELY 8 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-25 |
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