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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-26
NJ RA APPROVED 2020-11-09
  • NY RA
    APPROVED
    Since 2023-10-26
  • NJ RA
    APPROVED
    Since 2020-11-09

Branch Locations

66 Hudson Boulevard East, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Home Maker Brooklyn NY 03/2015 06/2018
Axa Advisors, Llc New York NY 06/2018 02/2020
Sanford C. Bernstein & Co., Llc New York NY 02/2020 Present
  • 03/2015 → 06/2018
    Home Maker
    Brooklyn, NY
  • 06/2018 → 02/2020
    Axa Advisors, Llc
    New York, NY
  • 02/2020 → Present
    Sanford C. Bernstein & Co., Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-24
  • S66 Uniform Combined State Law Examination
    2018-08-24

View on SEC IAPD

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