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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-05 |
| IN | RA | APPROVED | 2019-11-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Merrillville | IN | 02/2018 | 11/2018 |
| Enterprise | Merrillville | IN | 08/2017 | 02/2018 |
| Judson University | Elgin | IL | 08/2016 | 12/2016 |
| Judson University | Elgin | IL | 08/2013 | 05/2017 |
| Raymond James & Associates, Inc. | Valparaiso | IN | 07/2019 | Present |
| Fifth Third Bank | Merrillville | IN | 12/2018 | 04/2019 |
(1)Name of Business: Indiana Univeristy Northwest Address: 1350 W 75th Place, Merrillville , IN, 46410, United States Activity Type: Professor/Teacher Position/Title: Investment Related: No Start Date: 05/03/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-01 |
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