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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2019-04-26 |
| CT | RA | APPROVED | 2018-12-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suny Geneseo | Geneseo | NY | 08/2014 | 05/2018 |
| Harvest Hill Golf Center | Orchard Park | NY | 05/2016 | 09/2016 |
| Michael'S Restaurant | East Hampton | NY | 05/2017 | 06/2017 |
| Cove Hollow Tavern | East Hampton | NY | 06/2017 | 09/2017 |
| Douglas Elliman Real Estate | East Hampton | NY | 05/2017 | 09/2017 |
| Compass Financial Group | Rochester | NY | 01/2017 | 05/2018 |
| American Portfolios Financial Services, Inc. | Holbrook | NY | 04/2018 | 11/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Batavia | NY | 12/2018 | Present |
| Novem Group | Rochester | NY | 05/2018 | 11/2018 |
| State University Of New York College At Geneseo | Geneseo | NY | 08/2014 | 05/2018 |
I*: 2976276 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Batavia, NY 14020 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 01/01/2024 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Sole owner of rental property
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-12-28 |
| S65 | Uniform Investment Adviser Law Examination | 2018-03-24 |
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