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Brenda Lo

Ubs Financial Services Inc.

Las Vegas, NV

San Francisco, CA

Henderson, NV

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-08-30
CA RA APPROVED 2018-06-11
  • NV RA
    APPROVED
    Since 2023-08-30
  • CA RA
    APPROVED
    Since 2018-06-11

Branch Locations

10801 W. Charleston Blvd, Las Vegas, NV 89135 • United States

555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States

Henderson, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Earnest, Inc San Francisco CA 07/2015 12/2017
Ubs Financial Services Inc. San Francisco CA 02/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-09
  • S66 Uniform Combined State Law Examination
    2018-06-09
Other Names
  • Brenda Qianmei Li

View on SEC IAPD

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