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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-12
NM RA APPROVED 2026-06-11
  • TX RA
    APPROVED_RES
    Since 2026-06-12
  • NM RA
    APPROVED
    Since 2026-06-11

Branch Locations

2900 Louisiana Blvd Ne Ste K2, Albuquerque, NM 87110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chandler Planning & Investment Albuquerque NM 07/2018 11/2020
Aarons Inc Albuquerque NM 01/2012 05/2017
Oasis Outsourcing / Buddy's Home Furnishings Albuquerque NM 06/2017 07/2018
Lpl Financial, Llc Albuquerque NM 07/2018 07/2019
Lpl Financial, Llc Albuquerque NM 07/2019 11/2020
Morgan Stanley Smith Barney Llc Albuquerque NM 07/2022 05/2026
Allstate Albuquerque NM 11/2020 07/2022
Lpl Financial, Llc Albuquerque NM 06/2026 Present
  • 07/2018 → 11/2020
    Chandler Planning & Investment
    Albuquerque, NM
  • 01/2012 → 05/2017
    Aarons Inc
    Albuquerque, NM
  • 06/2017 → 07/2018
    Oasis Outsourcing / Buddy's Home Furnishings
    Albuquerque, NM
  • 07/2018 → 07/2019
    Albuquerque, NM
  • 07/2019 → 11/2020
    Albuquerque, NM
  • 07/2022 → 05/2026
    Morgan Stanley Smith Barney Llc
    Albuquerque, NM
  • 11/2020 → 07/2022
    Allstate
    Albuquerque, NM
  • 06/2026 → Present
    Albuquerque , NM
Previous Registrations
Other Businesses

1. 06/2026 - Gurule Planning & Investment - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/10/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-16
  • S66 Uniform Combined State Law Examination
    2020-07-16
Other Names
  • Julian Benjamin Gurule
  • Julian B Gurule

View on SEC IAPD

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