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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-05-02
CA RA APPROVED 2023-05-01
TX RA APPROVED 2023-04-05
NY RA APPROVED 2023-03-31
  • NJ RA
    APPROVED
    Since 2023-05-02
  • CA RA
    APPROVED
    Since 2023-05-01
  • TX RA
    APPROVED
    Since 2023-04-05
  • NY RA
    APPROVED
    Since 2023-03-31

Branch Locations

390 Madison Ave, New York, NY 10017 • United States

277 Park Ave., Fl 36, New York, NY 10172 • United States

360 Park Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 07/2021 Present
Jpmorgan Chase Bank, N.A. New York NY 07/2021 Present
Santander Securities, Llc Dorchester MA 11/2019 07/2021
Santander Bank, Na Boston MA 10/2019 07/2021
Wells Fargo Clearing Services, Llc Scranton PA 02/2018 10/2019
Wells Fargo Bank, N.A. Scranton PA 02/2017 10/2019
Unemployed Dickson City PA 01/2017 01/2017
East Side Chiropractic Miami Beach FL 08/2016 12/2016
Smartprocure Deerfield Beach FL 01/2015 09/2016
  • 07/2021 → Present
    New York, NY
  • 07/2021 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 11/2019 → 07/2021
    Santander Securities, Llc
    Dorchester, MA
  • 10/2019 → 07/2021
    Santander Bank, Na
    Boston, MA
  • 02/2018 → 10/2019
    Wells Fargo Clearing Services, Llc
    Scranton, PA
  • 02/2017 → 10/2019
    Wells Fargo Bank, N.A.
    Scranton, PA
  • 01/2017 → 01/2017
    Unemployed
    Dickson City, PA
  • 08/2016 → 12/2016
    East Side Chiropractic
    Miami Beach, FL
  • 01/2015 → 09/2016
    Smartprocure
    Deerfield Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-31
S63 Uniform Securities Agent State Law Examination 2018-08-24
  • S66 Uniform Combined State Law Examination
    2023-03-31
  • S63 Uniform Securities Agent State Law Examination
    2018-08-24
Other Names
  • Lucia Lena
  • Lucia Valentina Lena

View on SEC IAPD

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