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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-06
LA RA APPROVED 2020-12-03
  • TX RA
    APPROVED
    Since 2021-10-06
  • LA RA
    APPROVED
    Since 2020-12-03

Branch Locations

2681 N Causeway Blvd, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Samford University Birmingham AL 08/2013 05/2018
Stoneriver Property Management Homewood AL 06/2017 07/2017
Axa Advisors, Llc/49 Financial Austin TX 08/2018 01/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Orleans LA 02/2020 Present
Iberia Wealth Advisors New Orleans LA 12/2018 01/2020
Unemployed Mandeville LA 06/2018 07/2018
  • 08/2013 → 05/2018
    Samford University
    Birmingham, AL
  • 06/2017 → 07/2017
    Stoneriver Property Management
    Homewood, AL
  • 08/2018 → 01/2019
    Axa Advisors, Llc/49 Financial
    Austin, TX
  • 02/2020 → Present
    New Orleans, LA
  • 12/2018 → 01/2020
    Iberia Wealth Advisors
    New Orleans, LA
  • 06/2018 → 07/2018
    Unemployed
    Mandeville, LA
Other Businesses

I*2522264, Entity Type Not for profit, Name of OBA: Greater New Orleans Sports Foundation Address:Metaire, LA, 70005 Investment Related: No Position, Title, Association: Board Member Employee Start Date: June 5th 2025 No Hours: 0 No Hours during trading: 0 Duties: Entity purpose is to attract and manage sporting events that generate economic benefits for the Greater New Orleans area and the State of Louisiana. I will not have any responsibilities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-02
S63 Uniform Securities Agent State Law Examination 2018-06-29
  • S66 Uniform Combined State Law Examination
    2020-12-02
  • S63 Uniform Securities Agent State Law Examination
    2018-06-29
Other Names
  • Greg Mula
  • Gregory Mula
  • Gregory Mark Mula

View on SEC IAPD

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