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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-06 |
| LA | RA | APPROVED | 2020-12-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Samford University | Birmingham | AL | 08/2013 | 05/2018 |
| Stoneriver Property Management | Homewood | AL | 06/2017 | 07/2017 |
| Axa Advisors, Llc/49 Financial | Austin | TX | 08/2018 | 01/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Orleans | LA | 02/2020 | Present |
| Iberia Wealth Advisors | New Orleans | LA | 12/2018 | 01/2020 |
| Unemployed | Mandeville | LA | 06/2018 | 07/2018 |
I*2522264, Entity Type Not for profit, Name of OBA: Greater New Orleans Sports Foundation Address:Metaire, LA, 70005 Investment Related: No Position, Title, Association: Board Member Employee Start Date: June 5th 2025 No Hours: 0 No Hours during trading: 0 Duties: Entity purpose is to attract and manage sporting events that generate economic benefits for the Greater New Orleans area and the State of Louisiana. I will not have any responsibilities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-29 |
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