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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-01
  • TX RA
    APPROVED
    Since 2021-01-01

Branch Locations

1 Cowboys Way Suite 450, Frisco, TX 75034 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 03/2020 06/2020
Rbc Wealth Management Austin TX 02/2018 08/2018
Self-Employed Austin TX 08/2015 08/2018
University Of Texas Austin TX 09/2018 12/2019
University Of Texas Austin TX 08/2016 01/2018
Unemployed Dallas TX 12/2019 03/2020
Equitable Advisors, Llc New York NY 03/2020 11/2020
Rbc Capital Markets, Llc Frisco TX 11/2020 Present
City National Bank Frisco TX 06/2023 Present
  • 03/2020 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 02/2018 → 08/2018
    Rbc Wealth Management
    Austin, TX
  • 08/2015 → 08/2018
    Self-Employed
    Austin, TX
  • 09/2018 → 12/2019
    University Of Texas
    Austin, TX
  • 08/2016 → 01/2018
    University Of Texas
    Austin, TX
  • 12/2019 → 03/2020
    Unemployed
    Dallas, TX
  • 03/2020 → 11/2020
    Equitable Advisors, Llc
    New York, NY
  • 11/2020 → Present
    Frisco, TX
  • 06/2023 → Present
    City National Bank
    Frisco, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-28
S63 Uniform Securities Agent State Law Examination 2020-07-01
  • S65 Uniform Investment Adviser Law Examination
    2020-12-28
  • S63 Uniform Securities Agent State Law Examination
    2020-07-01
Other Names
  • Madeline Hope Nichols
  • Madeline Nichols

View on SEC IAPD

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