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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-01-19 |
Branch Locations
1200 Valley West Dr Suite 502, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Expedition Wealth Management | West Des Moines | IA | 02/2018 | Present |
| Northwest Bank | West Des Moines | IA | 01/2015 | 02/2018 |
| Woodbury Financial Services Inc | West Des Moines | IA | 02/2022 | 01/2024 |
| Osaic Wealth, Inc. | West Des Moines | IA | 01/2024 | Present |
| Osaic | West Des Moines | IA | 04/2024 | Present |
1. EXPEDITION WEALTH MANAGEMENT POSITION: Director of Operations NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/02/2018 ADDRESS: 1200 Valley West Drive, Suite 502, West Des Moines IA 50266, United States DESCRIPTION: Director of Operations. Prep for client meetings and training/assisting staff. 2. EXPEDITION WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/14/2022 ADDRESS: 1200 Valley West Drive, Suite 502, West Des Moines IA 50266, United States DESCRIPTION: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-13 |
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