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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-12-21
TX RA APPROVED 2022-12-21
  • TN RA
    APPROVED
    Since 2022-12-21
  • TX RA
    APPROVED
    Since 2022-12-21

Branch Locations

1201 Demonbreun St Ste 1280, Nashville, TN 37203 • United States

3424 Peachtree Rd Ne Floor 24, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Sherman Oaks, CA 03/2018 04/2021
Yang Ming Yu Braised Chicken Usa Group Inc. Tustin CA 09/2017 03/2018
Welk Resort Group Los Angeles CA 10/2016 04/2017
Loyola Marymount University Los Angeles CA 08/2013 05/2017
Unemployed Los Angeles CA 06/2017 08/2017
The Prudential Insurance Company Of America Sherman Oaks CA 08/2018 04/2021
Morgan Stanley Carlsbad CA 05/2021 02/2022
Unemployed Franklin TN 03/2022 10/2022
Jpmorgan Securities Llc Nashville TN 11/2022 Present
Jpmorgan Chase Bank, Na Nashville TN 11/2022 Present
  • 03/2018 → 04/2021
    Sherman Oaks,, CA
  • 09/2017 → 03/2018
    Yang Ming Yu Braised Chicken Usa Group Inc.
    Tustin, CA
  • 10/2016 → 04/2017
    Welk Resort Group
    Los Angeles, CA
  • 08/2013 → 05/2017
    Loyola Marymount University
    Los Angeles, CA
  • 06/2017 → 08/2017
    Unemployed
    Los Angeles, CA
  • 08/2018 → 04/2021
    The Prudential Insurance Company Of America
    Sherman Oaks, CA
  • 05/2021 → 02/2022
    Carlsbad, CA
  • 03/2022 → 10/2022
    Unemployed
    Franklin, TN
  • 11/2022 → Present
    Jpmorgan Securities Llc
    Nashville, TN
  • 11/2022 → Present
    Jpmorgan Chase Bank, Na
    Nashville, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-31
  • S66 Uniform Combined State Law Examination
    2018-07-31
Other Names
  • Nate Fredricks
  • Nathaniel Lee Fredricks
  • Nathaniel L Fredricks

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