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390 Diablo Rd Suite 100, Danville, CA 94526 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-14 |
Branch Locations
390 Diablo Rd Suite 100, Danville, CA 94526 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Johns Creek | GA | 03/2018 | 10/2024 |
| World Financial Group, Inc. | Johns Creek | GA | 06/2017 | 11/2024 |
| Os Tax And Books | San Diego | CA | 03/2015 | Present |
| Thai And Southeast Asian Association If California | Escondido | CA | 06/2017 | Present |
| 101Domain, Inc. | Vista | CA | 07/2020 | Present |
| Encompass More Investments | Danville | CA | 02/2025 | Present |
| Encompass More Asset Management Llc | Danville | CA | 02/2025 | Present |
1) 101domain, Inc.; Not Investment-Related; 3220 Executive Ridge Drive, Suite 101 Vista, CA 92081; domain registrar and other domain related services; Controller; Start: 07/20/2020; 40 hrs. /wk. during trading hrs.; Oversee accounting functions as a Financial Controller. 2) Thai and Southeast Asian Association of California; Not investment-related; 159 W. 11th St., Escondido, CA 92025; to help organize, promote, support Thai culture and Thai events as needed; Officer; Start: Start: 03/01/25; .5 hrs./week devoted to business; 0 hrs. during trading hrs.; keep the books, file tax returns, and other financial and accounting functions as needed. 3) OS Tax and Books; Not Investment-Related;16546 Manassas St, San Diego, CA 92127; accounting, bookkeeping, file tax returns, and other financial and accounting and functions as needed; Owner; Start: 03-01/2015; 20 hrs./wk. during trading hrs.; Perform all of the services described.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-06 |
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