Douglas Dirk Swanson

Employer firm

Lasalle St. Investment Advisors, L.l.c. CRD 109701

$5.74B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2018-02-21

IL RA
APPROVED

Since 2018-02-21

Branch Locations

27575 Ferry Road, Warrenville, IL 60555 • United States

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Zoller, Swanson & Co	Oak Park	IL	01/2007	Present

01/2007 → Present

Zoller, Swanson & Co

Oak Park, IL

Other Businesses

Zoller Swanson & Co, Oak Park IL, Tax Preparation, start date 1/7/07, officer of company, Non Investment Related Douglas Swanson Financial Coach, Oak Park IL, Coaching prioritization of financial Goals Non Investment Related, officer of Company, start 6/15/17

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-02-21

S65 Uniform Investment Adviser Law Examination

2018-02-21

View on SEC IAPD

Employer firm

Current Employers

Lasalle St. Investment Advisors, L.L.C.

Disclosures

Employment History

Other Businesses

Exams

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