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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-23 |
| TX | RA | APPROVED_RES | 2020-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fiera Capital Inc. | New York | NY | 11/2015 | 08/2019 |
| Foreside Fund Services, Llc | New York | NY | 03/2018 | 08/2019 |
| Morgan Stanley | New York | NY | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-08-10 |
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