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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-03-18 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services,Inc | Lubbock | TX | 09/2012 | Present |
| Raymond James Financial Services Advisors Inc. | Lubbock | TX | 03/2013 | Present |
| Coach | Lubbock | TX | 08/2013 | Present |
| Bstaley Llc | Lubbock | TX | 10/2012 | Present |
(1)Name of Business: Martin Miller PGA Professional golf lessons Address: Avenue of champions, Lubbock, TX, 79424, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 09/16/2015 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Teach individual and group lessons (2)Name of Business: NA Address: 4th and Quaker, Lubbock, TX, 79407, United States Activity Type: Other Position/Title: Owner/Proprietor Investment Related: No Start Date: 11/07/2012 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: GOLF TEACHER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-07 |
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