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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2022-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Rathdrum | ID | 10/2016 | 09/2018 |
| Wells Fargo Bank, N.A | Post Falls | ID | 10/2018 | 08/2021 |
| Jpmc Bank Na (Northwest) | Coeur D'ALene | ID | 08/2021 | Present |
| J.P. Morgan Securities Llc | Coeur D'ALene | ID | 08/2021 | Present |
| Homemaker | Rathdrum | ID | 07/2016 | 09/2016 |
| Wells Fargo Clearing Services | Post Falls | ID | 10/2018 | 08/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-18 |
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