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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-22
  • NY RA
    APPROVED
    Since 2024-10-22

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Huntington, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aegis Capital Corp Melville NY 02/2018 10/2018
Unemployed Huntington NY 08/2015 01/2018
Unemployed Huntington NY 10/2018 12/2019
Ubs Finacncial Services Inc. Weehawken NJ 12/2019 10/2024
Neuberger Berman New York NY 10/2024 Present
  • 02/2018 → 10/2018
    Aegis Capital Corp
    Melville, NY
  • 08/2015 → 01/2018
    Unemployed
    Huntington, NY
  • 10/2018 → 12/2019
    Unemployed
    Huntington, NY
  • 12/2019 → 10/2024
    Ubs Finacncial Services Inc.
    Weehawken, NJ
  • 10/2024 → Present
    Neuberger Berman
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-21
S63 Uniform Securities Agent State Law Examination 2019-05-31
  • S66 Uniform Combined State Law Examination
    2024-04-21
  • S63 Uniform Securities Agent State Law Examination
    2019-05-31

View on SEC IAPD

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