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Joshua Keith Harlan

Hightower Advisors, LLC

San Diego, CA

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-07-15
  • CA RA
    APPROVED
    Since 2019-07-15

Branch Locations

3611 Valley Centre Drive Suite 125, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sunrise Capital Partners San Diego CA 07/2009 03/2017
Delphi Private Advisors San Diego CA 04/2017 Present
Hightower Advisers, Llc Chicago IL 07/2019 Present
  • 07/2009 → 03/2017
    Sunrise Capital Partners
    San Diego, CA
  • 04/2017 → Present
    Delphi Private Advisors
    San Diego, CA
  • 07/2019 → Present
    Hightower Advisers, Llc
    Chicago, IL
Previous Registrations
  • 2018-02-21 → 2019-08-08
    Delphi Private Advisors
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-21
  • S65 Uniform Investment Adviser Law Examination
    2018-02-21

View on SEC IAPD

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