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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-05 |
| SC | RA | APPROVED | 2018-04-02 |
Branch Locations
1213 Lady Street Suite 20, Columbia, SC 29201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Community Bank | Greenville | SC | 09/2015 | 12/2016 |
| Tnb Financial Services, Inc. | Greenville | SC | 01/2017 | 02/2018 |
| First Community Bank | Columbia | SC | 02/2018 | Present |
| Lpl Financial, Llc | Columbia | SC | 02/2018 | Present |
| Independent Advisor Alliance | Charlotte | NC | 03/2018 | Present |
1. 02/26/2018 - THE CERTIFIED DEVELOPMENT CORPORATION OF SOUTH CAROLINA/ NON-PROFIT BOARD MEMBER/ 1%/ COLUMBIA, SC 2. 02/26/2018 - FIRST COMMUNITY FINANCIAL CONSULTANTS/ DBA FOR LPL and IAA BUSINESS (ENTITY FOR LPL and IAA BUSINESS)/ 100%/ COLUMBIA, SC 3. 4/18/2018 - First Community Financial Consultants - Investment Related - Charlotte, NC - Registered Investment Advisor Hybrid - Start Date:2/15/2018 - 160 Hours per Month/8 Hours During Trading. 4. 4/18/2018 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date:2/15/2018 - 160 Hours Per Month / 8 Hours During Trading. 5. 04/23/2019 - No business name - Investment related - At reported buisness location(s) - Non-Variable Insurance - start date:02/08/2019 - 20 hrs/mo - 1 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-27 |
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