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Xiaoyue He

Ethic

New York, NY

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Current Employers
Ethic

99 Hudson Street, 17Th Floor, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-12-02
  • NY RA
    APPROVED
    Since 2024-12-02

Branch Locations

99 Hudson Street, 17Th Floor, New York, NY 10013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia University New York NY 08/2016 12/2017
Morgan Stanley New York NY 03/2018 11/2019
Morgan Stanley Investment Management New York NY 12/2019 06/2024
Ethic New York NY 10/2024 Present
Unemployed Jersey City NJ 07/2024 09/2024
  • 08/2016 → 12/2017
    Columbia University
    New York, NY
  • 03/2018 → 11/2019
    Morgan Stanley
    New York, NY
  • 12/2019 → 06/2024
    Morgan Stanley Investment Management
    New York, NY
  • 10/2024 → Present
    New York, NY
  • 07/2024 → 09/2024
    Unemployed
    Jersey City, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-02
  • S65 Uniform Investment Adviser Law Examination
    2024-12-02
Other Names
  • Sherry He

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