John James Kosmer

Employer firm

Sequoia Wealth Management, LLC CRD 170543

$600M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2003 → 06/2022
  Get-Around Golf, Llc
  Appleton, WI
• 09/2009 → Present
  Lpl Financial Llc
  Appleton, WI
• 04/2015 → Present
  Sequioa Wealth Management, Llc
  Appleton, WI

Other Businesses

(1) 02/15/2013: REGENCY WEALTH MANAGEMENT, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 06/05/2015: SEQUOIA WEALTH MANAGEMENT, LLC - INV REL - AT REPORTED BUSIENSS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID: (HYBRID) SEQUOIA WEALTH MANAGEMENT, LLC - START 04/15/2015 - 600 HR/MO 6 DURING SECS TRDG HRS - INVESTMENT ADVISER REPRESENTATIVE (3) 06/05/2015: SEQUOIA WEALTH MANAGEMENT, LLC - INV REL - AT REPORTED BUSINESS LOCATIONS(S) - REGISTERED INVESTMENT ADVISOR DBA: (HYBRID) REGENCY WEALTH MANAGEMENT - START 04/15/2015 - 600 HR/MO 6 DURING SECS TRDG HRS - INVESTMENT ADVISER REPRESENTATIVE (4) 06/24/2015 - MIDWEST BENEFITS EXCHANGE, LLC - INV REL - 07/01/2015 - NON-VARIABLE INSURANCE - 2 HRS/MO DURING SECS TRDG HRS. (5) 6/25/2015 - Midwest Benefits Exchange, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/01/2015 - 40 Hours Per Month/2 Hours During Securities Trading. (6) 7/10/2019 - Sequoia Financial Network - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/22/2014 - 15 Hours Per Month/10 Hours During Securities Trading - Life, Fixed Annuities, Long-Term Care. (7) 12/23/2020 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 07/31/2008 - 1 Hour Per Month During Securities Trading - State of Wisconsin Notary. (8) 09/19/2022 - JJK & AMR, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 04/24/2022 - 1 Hours Per Month/1 Hours During Securities Trading. (9) 09/2009 LPL Financial - Investment Related - Broker Dealer - Registered Representative - Since 09/2009

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-03-20
• S63 Uniform Securities Agent State Law Examination
  1999-05-07

Other Names

• John James Kosmer