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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-06 |
| NM | RA | APPROVED | 2023-01-30 |
Branch Locations
6565 Americas Parkway Suite 400, Albuquerque, NM 87110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Albuquerque | NM | 04/2014 | 04/2022 |
| Wells Fargo Clearing Services Llc | Albuquerque | NM | 01/2018 | 07/2018 |
| Wells Fargo Clearing Services Llc | Albuquerque | NM | 10/2018 | 04/2022 |
| Morgan Stanley Smith Barney Llc | Albuquerque | NM | 12/2022 | Present |
| Payscale | Seattle | WA | 04/2022 | 11/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-03 |
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