Rafael Jose Mcfarland

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2018-06-26

VA RA
APPROVED

Since 2018-06-26

Branch Locations

10 S Jefferson St Ste 2100 [V3/V8-Rbo], Roanoke, VA 24011 • United States

114 Moses Ave, Appomattox, VA 24522 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc.	Forest	VA	01/2018	Present
Wells Fargo Bank Na	Forest	VA	08/2011	Present

01/2018 → Present

Wells Fargo Clearing Services, Llc.

Forest, VA
08/2011 → Present

Wells Fargo Bank Na

Forest, VA

Other Businesses

MCFARLAND ENTERPRISES; NOT INVESTMENT RELATED; FOREST,VA; 100% OWNERSHIP WITH SPOUSE; START DATE 10/01/2019; NUMBER OF HOURS PER MONTH 20; NUMBER OF HOURS DURING TRADING 0; HELPING WITH THE BOOKKEEPING AND TRACKING INVENTORY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-06-26
S63	Uniform Securities Agent State Law Examination	2018-04-13

S65 Uniform Investment Adviser Law Examination

2018-06-26
S63 Uniform Securities Agent State Law Examination

2018-04-13

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews