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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-10
NJ RA APPROVED 2014-07-24
  • TX RA
    APPROVED_RES
    Since 2021-05-10
  • NJ RA
    APPROVED
    Since 2014-07-24

Branch Locations

1420 Us Highway 206 Ste 130, Bedminster, NJ 07921-2642 • United States

Bedminster, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bedminster NJ 07/2014 03/2020
Ameriprise Financial Services, Llc Bedminster NJ 03/2020 Present
Previous Registrations
  • 2007-07-13 → 2014-07-28
    Warren, NJ
  • 2004-03-22 → 2007-07-25
    Bridgewater, NJ
    Bridgewater, NJ
  • 2002-10-16 → 2004-03-29
    Uvest Financial Services Group, Inc.
    Bridgewater, NJ
  • 2002-07-31 → 2002-10-22
    Cetera Wealth Services, Llc
    Bridgewater, NJ
Other Businesses

Board of Directors; Medix Pro Clot LLC Board of Directors; Director; 28 Industrial Blvd, Suite 104, Cleveland, GA, 30528; Not Investment-Related; 07/05/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-03-17
  • S66 Uniform Combined State Law Examination
    1999-03-17

View on SEC IAPD

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