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Current Employers
Sound Income Strategies, Llc

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-02-01
WI RA APPROVED 2024-02-01
  • IL RA
    APPROVED
    Since 2024-02-01
  • WI RA
    APPROVED
    Since 2024-02-01

Branch Locations

265 Exchange Drive Suite 101, Crystal Lake, IL 60014 • United States

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

2810 Crossroads Drive Suite 4000 (Unmanned Satellite Office), Madison, WI 53718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 01/2018 11/2018
Pnc Downers Grove IL 12/2016 01/2018
Swing Trader Hanover Park IL 02/2016 11/2016
Td Ameritrade Northbrook IL 11/2018 02/2021
Fidelity Investments Highland Park IL 02/2021 09/2022
Unemployed Bartlett IL 09/2022 01/2024
Crystal Lake Tax And Financial Crystal Lake IL 01/2024 Present
Sound Income Strategies Llc Fort Lauderdale FL 01/2024 Present
  • 01/2018 → 11/2018
    Rolling Meadows, IL
  • 12/2016 → 01/2018
    Pnc
    Downers Grove, IL
  • 02/2016 → 11/2016
    Swing Trader
    Hanover Park, IL
  • 11/2018 → 02/2021
    Td Ameritrade
    Northbrook, IL
  • 02/2021 → 09/2022
    Fidelity Investments
    Highland Park, IL
  • 09/2022 → 01/2024
    Unemployed
    Bartlett, IL
  • 01/2024 → Present
    Crystal Lake Tax And Financial
    Crystal Lake, IL
  • 01/2024 → Present
    Fort Lauderdale, FL
Previous Registrations
  • 2021-04-21 → 2022-09-21
    Fidelity Personal And Workplace Advisors
    Evanston, IL
  • 2018-12-07 → 2021-01-28
    Td Ameritrade, Inc.
    St. Charles, IL
    Northbrook, IL
  • 2018-12-07 → 2021-01-28
    Td Ameritrade Investment Management, Llc
    St. Charles, IL
    Northbrook, IL
  • 2018-05-10 → 2018-11-26
    Chicago, IL
Other Businesses

1. Crystal Lake Tax and Financial DBA - Investment related. Fixed Insurance Sales. Sales of Fixed Insurance, Fixed Annuity and Life Insurance products. 265 Exchange Drive Suite 101 Crystal Lake, Illinois 60014. January 2024 - Present. This encompasses approximately 50% of business hours. 2. Crystal Lake Tax and Financial - Investment related. Financial Advisor. Servicing new and existing clients for Investment Advisory and Fixed Insurance services. 265 Exchange Drive Suite 101 Crystal Lake, Illinois 60014. January 2024 - Present. This encompasses approximately 50% of business hours. 3. Retirement Income Source DBA - Investment related. Marketing to prospective clients for Investment Advisory and Fixed Insurance services. 265 Exchange Drive Suite 101 Crystal Lake, Illinois 60014. January 2024 - Present. This does not encompass any business hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-09
  • S66 Uniform Combined State Law Examination
    2018-05-09
Other Names
  • Ryan Alexander
  • Ryan Spencer Alexander

View on SEC IAPD

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