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500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-02-01 |
| WI | RA | APPROVED | 2024-02-01 |
Branch Locations
265 Exchange Drive Suite 101, Crystal Lake, IL 60014 • United States
500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
2810 Crossroads Drive Suite 4000 (Unmanned Satellite Office), Madison, WI 53718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 01/2018 | 11/2018 |
| Pnc | Downers Grove | IL | 12/2016 | 01/2018 |
| Swing Trader | Hanover Park | IL | 02/2016 | 11/2016 |
| Td Ameritrade | Northbrook | IL | 11/2018 | 02/2021 |
| Fidelity Investments | Highland Park | IL | 02/2021 | 09/2022 |
| Unemployed | Bartlett | IL | 09/2022 | 01/2024 |
| Crystal Lake Tax And Financial | Crystal Lake | IL | 01/2024 | Present |
| Sound Income Strategies Llc | Fort Lauderdale | FL | 01/2024 | Present |
1. Crystal Lake Tax and Financial DBA - Investment related. Fixed Insurance Sales. Sales of Fixed Insurance, Fixed Annuity and Life Insurance products. 265 Exchange Drive Suite 101 Crystal Lake, Illinois 60014. January 2024 - Present. This encompasses approximately 50% of business hours. 2. Crystal Lake Tax and Financial - Investment related. Financial Advisor. Servicing new and existing clients for Investment Advisory and Fixed Insurance services. 265 Exchange Drive Suite 101 Crystal Lake, Illinois 60014. January 2024 - Present. This encompasses approximately 50% of business hours. 3. Retirement Income Source DBA - Investment related. Marketing to prospective clients for Investment Advisory and Fixed Insurance services. 265 Exchange Drive Suite 101 Crystal Lake, Illinois 60014. January 2024 - Present. This does not encompass any business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-09 |
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