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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2023-09-19 |
| TX | RA | APPROVED | 2023-09-18 |
Branch Locations
6301 Indian School Rd Ne #670, Albuquerque, NM 87110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Rio Rancho | NM | 06/2018 | 11/2019 |
| University Of New Mexico | Albuquerque | NM | 01/2018 | 05/2018 |
| University Of New Mexico | Albuquerque | NM | 06/2015 | 05/2018 |
| Pfg Advisors, Llc | Peoria | AZ | 08/2018 | 11/2019 |
| Commonwealth Financial Network | Waltham | MA | 12/2019 | 10/2020 |
| Wealth Management Group, Llc | Rio Rancho | NM | 12/2019 | 10/2020 |
| Valic Financial Advisors, Inc. | Albuquerque | NM | 11/2020 | Present |
| Agia | Houston | TX | 12/2022 | Present |
| Lpl Financial Llc | Albuquerque | NM | 09/2023 | Present |
1) 09/18/2023 - Wealth Management and Legacy Planning Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date:9/18/2023 - 0 Hrs/Mth - 0 Hrs During Trading. 2) 09/18/2023 - HOLIDAY FINANCIALS LLC - Business Entity For Tax/Investment Purposes Only - Owner - NM 87124 - Non investment related -Start date: 8/15/2018- 20 Hours per month. 3) 09/18/2023 - Non-Variable Insurance - Selling: Life, LTC and health/Cromp - NM 87110 - Investment related - Start date: 9/18/2023 - 40 Hrs/Mth - 2 Hrs During Trading. 4) 02/27/2025 - AARP - Investment Related - Tax Prep/Accounting/CPA - Rio Rancho, NM - Start Date:02/17/2025 - 50 Hrs/Mth - 32 Hrs During Trading. 5) 07/01/2025 - Legacy Tax Partners Inc. - Investment Related - Tax Prep/Accounting/CPA - At Reported Business Location(s) - Start Date:10/01/2025 - 15 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-31 |
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