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Frank Christopher Schultz

Midland Wealth Management

Effingham, IL

CRD 6906157

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Employer firm

Midland Wealth Management CRD 324997

$3.16B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Midland Wealth Management

1201 Network Centre Drive, Effingham, IL 62401 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-08-18
  • IL RA
    APPROVED
    Since 2023-08-18

Branch Locations

1201 Network Centre Drive, Effingham, IL 62401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Midland Financial Advisors, Inc. Delafield WI 01/2018 10/2021
Veleo Financial Advisors Indianapolis IN 06/2016 12/2017
Midland States Bank Effingham IL 01/2018 Present
Midland Wealth Advisors, Llc Effingham IL 08/2023 Present
  • 01/2018 → 10/2021
    Midland Financial Advisors, Inc.
    Delafield, WI
  • 06/2016 → 12/2017
    Veleo Financial Advisors
    Indianapolis, IN
  • 01/2018 → Present
    Midland States Bank
    Effingham, IL
  • 08/2023 → Present
    Midland Wealth Advisors, Llc
    Effingham, IL
Previous Registrations
  • 2018-03-05 → 2021-10-29
    Midland Financial Advisors, Inc.
    Effingham, IL
    Delafield, WI
Other Businesses

1) GINGER ALE'S; NON-INVESTMENT RELATED; 612 N WEST ST., OLNEY, IL. 62450; ADVISORY BOARD MEMBER; 12/31/2022; 2 HOURS PER MONTH; SERVES ON BOARD 2) SHC-CE LLC; INVESTMENT-RELATED; 502 BENT TREE DR., EFFINGHAM, IL. 62401; 25% OWNER; 12/31/2021; 1 HOUR PER MONTH; PASSIVE INVESTOR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-05
  • S65 Uniform Investment Adviser Law Examination
    2018-03-05
Designations
  • Certified Financial Planner

View on SEC IAPD

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