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Matthew Joseph Roedl

LPl Enterprise, LLC

Effingham, IL

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-30
IL RA APPROVED 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2025-01-30
  • IL RA
    APPROVED
    Since 2024-11-14

Branch Locations

101 S Maple St., Effingham, IL 62401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Effingham IL 07/2010 11/2024
Prudential Insurance Company Of America Effingham IL 07/2010 Present
Lpl Enterprise, Llc Effingham IL 11/2024 Present
Previous Registrations
Other Businesses

1) 09/20/2024- Roedl Probst Properties, LLC- Real Estate Rental- Rent out property as a short term rental- INV Related- At Effingham, IL- Start date 08/25/2023- 4 HRS MTH- 2 HRS During Trading 2) 08/26/2020- American Republic Insurance Services- Non-Variable Insurance- medicare supplement sales- INV Related- At Effingham, IL- Start date 08/26/2020- 4 HRS MTH- 4 HRS During Trading 3) 09/11/2024- Effingham County Chamber of Commerce- Non-profit volunteer (not on board)- Chamber of Commerce member - volunteer activities- Not INV Related- At Effingham, IL- Start date 08/26/2016- 1 HRS MTH- 1 HRS During Trading 4) 09/11/2024- Ace Property and Casualty Insurance Company- Non-Variable Insurance- medicare supplment sales- INV Related- At Effingham, IL- Start date 08/26/2023- 0 HRS MTH- 0 HRS During Trading 5) 09/11/2024- Manhattan Life Assurance Company- Non-Variable Insurance- medicare supplement sales- INV Related- At Effingham, IL- Start date 08/26/2023- 1 HRS MTH- 1 HRS During Trading 6) 09/11/2024- Mark and Joyce Roedl Irrevocable Trust- Act in a Fiduciary Capacity- Trustee for immediate family- INV Related- At Effingham, IL- Start date 10/01/2018- 0 HRS MTH- 0 HRS During Trading 7) 09/11/2024- Effingham Regional Career Academy- Non-profit volunteer (not on board)- Volunteer as Co-Chair of Workforce Readiness Committee- Not INV Related- At Effingham, IL- Start date 08/26/2017- 3 HRS MTH- 1 HRS During Trading 8) 09/11/2024- National Wild Turkey Federation - Little Wabash Longbeards- Non-profit volunteer (not on board)- volunteer- Not INV Related- At Effingham, IL- Start date 08/26/2016- 1 HRS MTH- 1 HRS During Trading 9) 09/11/2024- Knights of Columbus- Non-profit volunteer (not on board)- volunteer- Not INV related- At Effingham, IL- Start date 01/01/2016- 1 HRS MTH- 1 HRS During Trading 10) 09/11/2024- St Francis Parish- Non-profit volunteer (not on board)- volunteer- Not INV Related- Not INV Related- Start date 01/01/2016- 5 HRS MTH- 0 HRS During Trading 11) 10/14/2025-360 Wealth Advisors-Senior Wealth Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 10/20/2025-250hrs/mth-250hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-18
S63 Uniform Securities Agent State Law Examination 2010-09-09
  • S65 Uniform Investment Adviser Law Examination
    2013-06-18
  • S63 Uniform Securities Agent State Law Examination
    2010-09-09
Other Names
  • Matt Roedl

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