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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-30 |
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Effingham | IL | 07/2010 | 11/2024 |
| Prudential Insurance Company Of America | Effingham | IL | 07/2010 | Present |
| Lpl Enterprise, Llc | Effingham | IL | 11/2024 | Present |
1) 09/20/2024- Roedl Probst Properties, LLC- Real Estate Rental- Rent out property as a short term rental- INV Related- At Effingham, IL- Start date 08/25/2023- 4 HRS MTH- 2 HRS During Trading 2) 08/26/2020- American Republic Insurance Services- Non-Variable Insurance- medicare supplement sales- INV Related- At Effingham, IL- Start date 08/26/2020- 4 HRS MTH- 4 HRS During Trading 3) 09/11/2024- Effingham County Chamber of Commerce- Non-profit volunteer (not on board)- Chamber of Commerce member - volunteer activities- Not INV Related- At Effingham, IL- Start date 08/26/2016- 1 HRS MTH- 1 HRS During Trading 4) 09/11/2024- Ace Property and Casualty Insurance Company- Non-Variable Insurance- medicare supplment sales- INV Related- At Effingham, IL- Start date 08/26/2023- 0 HRS MTH- 0 HRS During Trading 5) 09/11/2024- Manhattan Life Assurance Company- Non-Variable Insurance- medicare supplement sales- INV Related- At Effingham, IL- Start date 08/26/2023- 1 HRS MTH- 1 HRS During Trading 6) 09/11/2024- Mark and Joyce Roedl Irrevocable Trust- Act in a Fiduciary Capacity- Trustee for immediate family- INV Related- At Effingham, IL- Start date 10/01/2018- 0 HRS MTH- 0 HRS During Trading 7) 09/11/2024- Effingham Regional Career Academy- Non-profit volunteer (not on board)- Volunteer as Co-Chair of Workforce Readiness Committee- Not INV Related- At Effingham, IL- Start date 08/26/2017- 3 HRS MTH- 1 HRS During Trading 8) 09/11/2024- National Wild Turkey Federation - Little Wabash Longbeards- Non-profit volunteer (not on board)- volunteer- Not INV Related- At Effingham, IL- Start date 08/26/2016- 1 HRS MTH- 1 HRS During Trading 9) 09/11/2024- Knights of Columbus- Non-profit volunteer (not on board)- volunteer- Not INV related- At Effingham, IL- Start date 01/01/2016- 1 HRS MTH- 1 HRS During Trading 10) 09/11/2024- St Francis Parish- Non-profit volunteer (not on board)- volunteer- Not INV Related- Not INV Related- Start date 01/01/2016- 5 HRS MTH- 0 HRS During Trading 11) 10/14/2025-360 Wealth Advisors-Senior Wealth Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 10/20/2025-250hrs/mth-250hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-09 |
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