Robert A. Brown

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-12-21
IL	RA	APPROVED	2017-04-07

TX RA
APPROVED

Since 2018-12-21
IL RA
APPROVED

Since 2017-04-07

Branch Locations

412 W Jefferson, Effingham, IL 62401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	Salem	IL	02/1998	Present

02/1998 → Present

Edward Jones

Salem, IL

Other Businesses

"Effingham Water Authority (EWA) Effingham, IL Start date: 4/1/2007 Trustee/chairman Hours per week: 0 Hours during trading: 0 Review & approve: budget, account payables, permits/exemptions for building, personnel, and ordinances."

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-04-06
S63	Uniform Securities Agent State Law Examination	1998-04-16

S65 Uniform Investment Adviser Law Examination

2017-04-06
S63 Uniform Securities Agent State Law Examination

1998-04-16

Other Names

Rob Brown
Robert Alan Brown

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews