Best Investors
Account
Sign in
Best Investors
Account
Sign in
1125 N.W. Couch Street Suite 900, Portland, OR 97209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-12-04 |
| MA | RA | APPROVED | 2024-06-10 |
| SD | RA | APPROVED | 2024-02-08 |
| CA | RA | APPROVED | 2022-09-20 |
| FL | RA | APPROVED | 2022-09-20 |
| CO | RA | APPROVED | 2022-09-19 |
| HI | RA | APPROVED | 2022-09-19 |
| KS | RA | APPROVED | 2022-09-19 |
| KY | RA | APPROVED | 2022-09-19 |
| NE | RA | APPROVED | 2022-09-19 |
| NY | RA | APPROVED | 2022-09-19 |
| NC | RA | APPROVED | 2022-09-19 |
| OR | RA | APPROVED | 2022-09-19 |
| PA | RA | APPROVED | 2022-09-19 |
| TX | RA | APPROVED | 2022-09-19 |
| VA | RA | APPROVED | 2022-09-19 |
| WY | RA | APPROVED | 2022-09-19 |
Branch Locations
1800 Glenarm Place Suite 900, Denver, CO 80202 • United States
1125 N.W. Couch St., Ste. 900, Portland, OR 97209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Donohue Feiman | Denver | CO | 05/1996 | 01/2024 |
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | 09/2022 |
| M Holdings Securities, Inc. | Portland | OR | 09/2022 | Present |
| Assured Equity Management Corporation | Denver | CO | 05/1996 | 08/2024 |
| Aem Business Services Corp | Denver | CO | 05/1996 | Present |
| Aem Partners, Llc | Denver | CO | 08/2022 | Present |
1. APPOINTED TO SELL OUTSIDE NETWORK INSURANCE BUSINESS. 2. CHILDREN'S HOSPITAL FOUNDATION. TRUSTEE - MEMBER BOARD OF DIRECTORS; START DATE: 1/1/07; 5 HOURS PER MONTH. NO COMPENSATION. 3. EQUITABLE AGENTS REINSURANCE COMPANY; POSITION: Shareholder NATURE: Equitable Agents Reinsurance Company (EARC) is a corporation which reinsures Equitable life policies. I am an owner of the company. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005; ADDRESS: 120 Madison Street, Syracuse NY 13202, United States; DESCRIPTION: I am a shareholder. Since moving to M Financial i can not reinsure new coverage with the entity, but can maintain my ownership and receive dividends, cash and stock 4. OTTERCARES, FORT COLLINS, CO; BOARD OF DIRECTOR MEMBER WITHOUT FINANCIAL CONTROL OR FINANCIAL MANAGEMENT RESPONSIBILITIES; PRIVATE FOUNDATION ADVANCING INNOVATION AND EDUCATION; START DATE 1/1/2014; APPROX. 2 HRS PER MTH; NO COMPENSATION. 5. FEIMAN FAMILY CHARITABLE FUND, DENVER, CO; DONOR; START DATE 12/18/2013; APPROX. 1 HR. PER MTH; NO COMPENSATION. 6. JOSHUA D. FEIMAN IRREVOCABLE TRUST DATED 12/29/2004; TRUSTEE OF A TRUST FOR A FAMILY MEMBER; TRUSTEE WITH ULTIMATE RESPONSIBILITY FOR INVESTMENT DECISIONS MADE WITHIN THE TRUST, INCLUDING CHOOSING INVESTMENT ADVISORS AND ACCOUNTS; CURRENT HOLDINGS ARE BANK ACCOUNT AND CLOSELY HELD, NON PUBLIC TRADED STOCK IN ASSURED EQUITY MANAGEMENT CORPORATION; REVISED 10/10/2015. 7. AEM PROPERTIES, LLC, POSITION: Managing Partner, NATURE: own units of real estate partnership that owns and operates the office space related to operating our financial services businesses, INVESTMENT RELATED: No, NUMBER OF HOURS: 1, SECURITIES TRADING HOURS: 1 START DATE: 12/25/2008, ADDRESS: 1800 Glenarm Place Ste 900, Denver CO 80202, United States, DESCRIPTION: managing partner with authorization over partnership bank account and investment decisions 8. AEM Business Services Corp; 1800 Glenarm Place Ste 900, Denver CO 80202; Group benefits and employee insurance; Investment-related; President & CEO; Oversee running of company; 8/22/2024; 1 hour per month; 1 hour per month during trading hours 9. AEM Partners LLC; 1800 Glenarm Place Suite 900 Denver, CO 80202; Member Firm affiliation; Investment Related; Managing Partner; Executive role for running the entity and sales; 09/15/2022; 120 hours per month; 100 hours per month during trading hours. 10. POA For Samuel Feiman; 6082 S Kearney St, Centennial CO 80111; POA; Not Investment -Related; Agent; Act in financial matters for his son; 08/19/2021; 0 hours per month; 0 hours per month during trading hours. 11. POA For Amy M. Feiman; 6082 S Kearney St, Centennial CO 80111; POA; Not Investment -Related; Agent; Act in financial matters for his spouse; 08/05/2004; 0 hours per month; 0 hours per month during trading hours. 12. POA For Maxwell Feiman; 6082 S Kearney St, Centennial CO 80111; POA; Not Investment -Related; Agent; Act in financial matters for his son; 08/16/2023; 0 hours per month; 0 hours per month during trading hours. 13. POA For ALYCE MARIE FEIMAN; 6082 S Kearney St, Centennial CO 80111; POA; Not Investment -Related; Agent; Act in financial matters for his mother; 06/29/18; 0 hours per month; 0 hours per month during trading hours. 14. Wealth Solutions Advisory Council (WSAC) Committee; 1800 Glenarm Pl, Ste 900 Denver, CO 80202; Investment-Related; Committee Member; 7/1/26; 2 hrs/month; 1 hr/month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-11 |
Reach out to this advisor