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6410 Poplar Avenue Suite 500, Memphis, TN 38119-4836 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-02-13 |
Branch Locations
6410 Poplar Avenue Suite 500, Memphis, TN 38119-4836 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 02/2018 | 08/2018 |
| George Fox University | Newberg | OR | 08/2014 | 12/2017 |
| Bloom Construction | Bend | OR | 06/2012 | 07/2017 |
| Bend Broadband | Bend | OR | 07/2017 | 09/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lake Oswego | OR | 10/2018 | 08/2021 |
| Bank Of America, N.A. | Lake Oswego | OR | 10/2018 | 08/2021 |
| Unemployed | Bend | OR | 01/2010 | 02/2018 |
| Raymond James Financial Services, Inc. | Memphis | TN | 08/2021 | 04/2022 |
| Raymond James Financial Services Advisors, Inc. | Memphis | TN | 08/2021 | 04/2022 |
| Raymond James & Associates Inc, | Memphis | TN | 03/2022 | 04/2022 |
| Hanover Securities | Memphis | TN | 04/2022 | Present |
| Banes Capital Group, Llc | Memphis | TN | 04/2022 | Present |
| Memphis Capital Management | Memphis | TN | 02/2024 | Present |
Memphis Capital Group, LLC Investment related 6410 Poplar Ave., Suite 500 Memphis, TN 38119 Whole Loan trading Strategies Analyst 4/11/2022 30-35 hours 30-35 hours during trading Analyze strategy pertaining to whole loan trading Memphis Capital Management Investment related 6410 Poplar Ave., Suite 500 Memphis, TN 38119 Strategies Analyst 4/11/2022 5-10 hours 5-10 hours during trading Analyze strategy pertaining to whole loan trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-04 |
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