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Michael Robert Brown

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frisco, TX

Jacksonville, FL

Jacksonville, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-07-18
TX RA APPROVED 2018-06-20
  • FL RA
    APPROVED
    Since 2018-07-18
  • TX RA
    APPROVED
    Since 2018-06-20

Branch Locations

1 Cowboys Way Ci Business Controls, Frisco, TX 75034 • United States

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

Jacksonville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 12/2016 Present
Publix Supermarkets Jacksonville FL 08/2013 02/2017
Bank Of America, Na Jacksonville FL 12/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-19
  • S66 Uniform Combined State Law Examination
    2018-06-19
Other Names
  • Mike Robert Brown
  • Michael Brown

View on SEC IAPD

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Other Offices

BSIP SLP GP, LLC · FRISCO, TX
MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX
MAVERICK TECH FUND MANAGER · FRISCO, TX
WAYMAKER PARTNERS, LLC · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

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