Best Investors
Account
Sign in
Best Investors
Account
Sign in
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-04-04 |
| TX | RA | APPROVED | 2022-03-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Accomac | VA | 01/2018 | 09/2019 |
| Bb&T | Blacksburg | VA | 06/2016 | 08/2017 |
| Bb&T | Exmore | VA | 11/2017 | 01/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Virginia Beach | VA | 09/2019 | 01/2022 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 02/2022 | 05/2022 |
| Unemployed | Cheriton | VA | 08/2017 | 11/2017 |
| The Vanguard Group, Inc. | Plano | TX | 05/2022 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: NON-INVESTMENT/INVESTMENT RELATED: ADDRESS (City/State): NATURE OF BUSINESS: POSITION: START DATE (Month/Year): APPROXIMATE HOURS PER MONTH: NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-21 |
Reach out to this advisor