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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-22 |
| NY | RA | APPROVED | 2023-02-17 |
Branch Locations
280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Short Hills | NJ | 01/2018 | 05/2018 |
| Wells Fargo Bank, N.A. | South Riding | VA | 06/2015 | 10/2016 |
| Wells Fargo Bank, N.A. | Elmwood Park | NJ | 10/2016 | 01/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Florham Park | NJ | 11/2019 | 01/2020 |
| Macys | Secaucus | NJ | 11/2018 | 01/2019 |
| Fedex | Edison | NJ | 10/2018 | 11/2018 |
| Wawa | Maplewood | NJ | 04/2017 | 09/2017 |
| Valley Bank | Maplewood | NJ | 01/2019 | 10/2019 |
| Morgan State University | Baltimore | MD | 08/2006 | 05/2019 |
| Bank Of America, N.A. | Florham Park | NJ | 01/2020 | 01/2023 |
| Wells Fargo Clearing Services, Llc ( | New York | NY | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-27 |
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