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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-07-01 |
Branch Locations
1800 Bering Drive Suite 250, Houston, TX 77057 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mpr Associates, Inc. | Alexandria | VA | 07/2002 | 01/2018 |
| Sms Capital Management, Llc | Bellaire | TX | 01/2018 | 07/2019 |
| Mariner Wealth Advisors | Houston | TX | 07/2019 | Present |
1) WOODLAND HEIGHTS COMMUNITY ASSOCIATION, PO BOX 7754, HOUSTON, TX 77270; NOT INVESTMENT RELATED; TREASURER FOR NEIGHBORHOOD ASSOCIATION; START DATE 05/2019; 5 HOURS/MONTH AND 0 DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-02 |
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