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Sebastien Hoang My Alezeau

Wells Fargo Clearing Services, LLC

Fremont, CA

Walnut Creek, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-12
CA RA APPROVED 2024-05-07
  • TX RA
    APPROVED
    Since 2026-02-12
  • CA RA
    APPROVED
    Since 2024-05-07

Branch Locations

5191 Mowry Ave, Fremont, CA 94538 • United States

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Milpitas CA 04/2009 Present
Wells Fargo Clearing Services Llc Milpitas CA 01/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-07
S63 Uniform Securities Agent State Law Examination 2018-04-13
  • S65 Uniform Investment Adviser Law Examination
    2024-05-07
  • S63 Uniform Securities Agent State Law Examination
    2018-04-13
Other Names
  • Sebastien Alezeau

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · Fremont, CA
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