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Kelly R Nelson

Morgan Stanley

Pasadena, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-12
CA RA APPROVED 2022-12-02
  • TX RA
    APPROVED
    Since 2022-12-12
  • CA RA
    APPROVED
    Since 2022-12-02

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Pasadena CA 02/2018 Present
Augusta Precious Metals Culver City CA 12/2017 02/2018
United States Postal Service Harbor City CA 06/2017 12/2017
United States Postal Service Harbor City CA 06/2016 06/2017
  • 02/2018 → Present
    Morgan Stanley Smith Barney Llc
    Pasadena, CA
  • 12/2017 → 02/2018
    Augusta Precious Metals
    Culver City, CA
  • 06/2017 → 12/2017
    United States Postal Service
    Harbor City, CA
  • 06/2016 → 06/2017
    United States Postal Service
    Harbor City, CA
Other Businesses

*337947 - Self Published Author; Investment related - No; Fictional Writer; Book writer; No 2015; During business hours: 0; After business hours: 0; *465080- Poshmark; Investment related No; Redwood City, California; Retail/Online Stores; Independent Contractor - Reseller (proprietor, partner, officer, director, employee, trustee, agent); 04/2021; During business hours: 0; After business hours: 24; Sales/Marketing * 465093 - Mercari Inc.; Investment related No; Palo Alto, California; Retail/Online Stores; Independent Contractor - Reseller (proprietor, partner, officer, director, employee, trustee, agent); 07/2021; During business hours: 0; After business hours: 6; 459349 Sales/Marketing *484686 - eBay Inc; Investment related - No; San Jose, California; Retail/Online Stores; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 02/2022; During business hours: 0; After business hours: 12; Sales/Marketing *478709- Depop; Investment related -Yes; Los Angeles, California; Retail/Online Stores; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 02/2022; During business hours: 0; After business hours: 12; Sales/Marketing

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-02
  • S66 Uniform Combined State Law Examination
    2022-12-02
Other Names
  • Kelly Nelson

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