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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-10-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance | Des Moines | IA | 01/1994 | Present |
| Principal Securities | Des Moines | IA | 01/2018 | Present |
IOWA INSURANCE AND FINANCIAL SERVICES EDUCATION FUND (IIFSEF) POSITION: Director NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2022 ADDRESS: NA, Des Moines IA 50310, United States DESCRIPTION: I will be a director on the Board of Directors for this organization but will not hold an officer position. The purpose of this organization is to award scholarships annually to students who are studying financial services and insurance-related curriculum. Up to three students per university will be awarded scholarships at each of the following universities: Drake University, Iowa State University, University of Iowa and William Penn University. The scholarships are financed from funds held in a Trust (not at Principal) and I may be asked to participate in an annual fundraiser. My participation will include attending the event and meeting with current and prospective scholarship recipients at the event. I may also be asked to contact companies, primarily in financial services, to ask for donations. Principal is a sponsor of this organization. I was asked to join the board by the outgoing Principal representative but have not yet attended a meeting.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-19 |
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