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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-10-04 |
| NY | RA | APPROVED | 2021-05-03 |
| CA | RA | APPROVED | 2019-05-10 |
| TX | RA | APPROVED | 2019-05-10 |
Branch Locations
1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States
1450 Brickell Avenue 15Th Floor, Miami, FL 33131 • United States
Cutler Bay, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Mount Kisco | NY | 03/2016 | 11/2016 |
| Rbc Capital Markets, Llc | Beverly Hills | CA | 07/2017 | 04/2019 |
| J.P. Morgan Securities Llc | Miami | FL | 05/2019 | Present |
| Jpmorgan Chase Bank, Na. | Miami | FL | 04/2019 | Present |
| Morgan Stanley | Beverly Hills | CA | 12/2016 | 07/2017 |
Effective 4/29/2019 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-10 |
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