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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-24 |
Branch Locations
4370 La Jolla Village Dr Ste 1025, San Diego, CA 92122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance | Costa Mesa | CA | 08/2017 | 12/2020 |
| Mml Investors Services, Llc | Costa Mesa | CA | 09/2018 | 12/2019 |
| National Taiwan University | Taipei | 08/2013 | 08/2017 | |
| Pruco Securities, Llc. | Irvine | CA | 08/2024 | 11/2024 |
| Taxrise | Irvine | CA | 01/2023 | 05/2024 |
| Real Estate Specialists | Artesia | CA | 01/2022 | 12/2023 |
| Unemployed | Cerritos | CA | 01/2021 | 12/2022 |
| The Prudential Insurance Company Of America | Irvine | CA | 10/2024 | 03/2026 |
| Lpl Enterprise, Llc | Irvine | CA | 11/2024 | 03/2026 |
| Principal Life Insurance Company | San Diego | CA | 03/2026 | Present |
| Principal Securities, Inc. | San Diego | CA | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-20 |
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