Best Investors
Account
Sign in
Best Investors
Account
Sign in
Umb Financial Services, Inc. CRD 17073
$5.04M regulatory AUM 2,110 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
928 Grand Blvd 4Th Floor, Kansas City, MO 64106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-07-19 |
| AZ | RA | APPROVED | 2020-12-22 |
| IL | RA | APPROVED | 2019-02-08 |
| MO | RA | APPROVED | 2010-02-24 |
Branch Locations
7700 Forsyth Blvd Suite 120, Clayton, MO 63105 • United States
4200 W 115Th Street, Leawood, KS 66211 • United States
O'FAllon, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Umb Bank | Clayton | MO | 06/2009 | Present |
| Umb Financial Services Inc | Clayton | MO | 06/2009 | Present |
1) KidSmart, non-profit, 12175 Bridgeton Square Dr, Bridgeton, MO, Board of Directors member, 3 hours per month, 0 comp. 2) UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, financial services professional, start date 06/08/2009, 152 hours per month allocated to UMB Bank during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-07 |
Reach out to this advisor