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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-09-14 |
| TX | RA | APPROVED | 2021-09-14 |
Branch Locations
1100 S. Diamond Bar Blvd, Diamond Bar, CA 91765 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Los Angeles | CA | 01/2018 | 08/2019 |
| Wells Fargo Bank | Los Angeles | CA | 07/2016 | 02/2017 |
| Los Angeles City College | Los Angeles | CA | 08/2016 | 08/2018 |
| Jp Morgan Chase Bank | Los Angeles | CA | 01/2018 | 08/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Alhambra | CA | 07/2019 | 08/2021 |
| Bank Of America, N.A. | Alhambra | CA | 07/2019 | 08/2021 |
| J.P. Morgan Securities Llc | Diamond Bar | CA | 09/2021 | Present |
| Jp Morgan Chase Bank, N.A. | Diamond Bar | CA | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-19 |
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