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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-08-02 |
Branch Locations
350 W Colorado Blvd Ste 390 [Lc-Rbo], Pasadena, CA 91105 • United States
3701 E Foothill Blvd, Pasadena, CA 91107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Arcadia | CA | 09/2015 | Present |
| Wells Fargo Clearing Services Llc | Arcadia | CA | 01/2018 | Present |
GML DESIGN, NOT INV RELATED, CHINO, CA, 100% OWNERSHIP WITH SPOUSE, START 9/1/2023, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, LOOKING FOR RESALE PRODUCTS FOR SPOUSE'S ONLINE RETAIL COMMERCE VENDOR. RENTAL PROPERTY, INV RELATED, CHINO, CA, 100% OWNERSHIP, START DATE: 10/1/23, 1 HR PER MONTH, 0 HRS DURING TRADING, LANDLORD;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-16 |
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