Nhan Trung Le

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → Present
  Wells Fargo Bank Na
  Arcadia, CA
• 01/2018 → Present
  Wells Fargo Clearing Services Llc
  Arcadia, CA

Other Businesses

GML DESIGN, NOT INV RELATED, CHINO, CA, 100% OWNERSHIP WITH SPOUSE, START 9/1/2023, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, LOOKING FOR RESALE PRODUCTS FOR SPOUSE'S ONLINE RETAIL COMMERCE VENDOR. RENTAL PROPERTY, INV RELATED, CHINO, CA, 100% OWNERSHIP, START DATE: 10/1/23, 1 HR PER MONTH, 0 HRS DURING TRADING, LANDLORD;

Exams

• S66 Uniform Combined State Law Examination
  2023-08-02
• S63 Uniform Securities Agent State Law Examination
  2018-03-16

Other Names

• Nhan Le