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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-23
CA RA APPROVED 2024-06-21
  • TX RA
    APPROVED
    Since 2024-10-23
  • CA RA
    APPROVED
    Since 2024-06-21

Branch Locations

277 Park Ave, Floor 36, New York, NY 10172 • United States

4741 Madison Ave, Floor 02, Sacramento, CA 95841 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na San Francisco CA 02/2010 05/2024
Wells Fargo Clearing Services Llc San Francisco CA 07/2018 05/2024
J.P. Morgan Securities Llc Sacramento CA 06/2024 Present
Jpmorgan Chase Bank, N.A. Sacramento CA 05/2024 Present
J & J Investment Holdings Rocklin CA 05/2013 01/2024
  • 02/2010 → 05/2024
    Wells Fargo Bank Na
    San Francisco, CA
  • 07/2018 → 05/2024
    San Francisco, CA
  • 06/2024 → Present
    Sacramento, CA
  • 05/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Sacramento, CA
  • 05/2013 → 01/2024
    J & J Investment Holdings
    Rocklin, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-20
S63 Uniform Securities Agent State Law Examination 2018-12-21
  • S65 Uniform Investment Adviser Law Examination
    2023-06-20
  • S63 Uniform Securities Agent State Law Examination
    2018-12-21

View on SEC IAPD

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