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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-23 |
| CA | RA | APPROVED | 2024-06-21 |
Branch Locations
277 Park Ave, Floor 36, New York, NY 10172 • United States
4741 Madison Ave, Floor 02, Sacramento, CA 95841 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | San Francisco | CA | 02/2010 | 05/2024 |
| Wells Fargo Clearing Services Llc | San Francisco | CA | 07/2018 | 05/2024 |
| J.P. Morgan Securities Llc | Sacramento | CA | 06/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Sacramento | CA | 05/2024 | Present |
| J & J Investment Holdings | Rocklin | CA | 05/2013 | 01/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-21 |
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