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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-01-20
ND RA APPROVED 2025-10-31
AK RA APPROVED 2025-10-27
PR RA APPROVED 2025-10-27
AL RA APPROVED 2025-10-22
DE RA APPROVED 2025-10-22
GA RA APPROVED 2025-10-22
IA RA APPROVED 2025-10-22
MT RA APPROVED 2025-10-22
NE RA APPROVED 2025-10-22
NM RA APPROVED 2025-10-22
TX RA APPROVED_RES 2025-10-22
UT RA APPROVED 2025-10-22
VI RA APPROVED 2025-10-22
KS RA APPROVED 2025-10-21
LA RA APPROVED 2025-10-21
ME RA APPROVED 2025-10-21
MD RA APPROVED 2025-10-21
MN RA APPROVED 2025-10-21
NC RA APPROVED 2025-03-28
NJ RA APPROVED 2025-02-10
NY RA APPROVED 2025-02-05
  • DC RA
    APPROVED
    Since 2026-01-20
  • ND RA
    APPROVED
    Since 2025-10-31
  • AK RA
    APPROVED
    Since 2025-10-27
  • PR RA
    APPROVED
    Since 2025-10-27
  • AL RA
    APPROVED
    Since 2025-10-22
  • DE RA
    APPROVED
    Since 2025-10-22
  • GA RA
    APPROVED
    Since 2025-10-22
  • IA RA
    APPROVED
    Since 2025-10-22
  • MT RA
    APPROVED
    Since 2025-10-22
  • NE RA
    APPROVED
    Since 2025-10-22
  • NM RA
    APPROVED
    Since 2025-10-22
  • TX RA
    APPROVED_RES
    Since 2025-10-22
  • UT RA
    APPROVED
    Since 2025-10-22
  • VI RA
    APPROVED
    Since 2025-10-22
  • KS RA
    APPROVED
    Since 2025-10-21
  • LA RA
    APPROVED
    Since 2025-10-21
  • ME RA
    APPROVED
    Since 2025-10-21
  • MD RA
    APPROVED
    Since 2025-10-21
  • MN RA
    APPROVED
    Since 2025-10-21
  • NC RA
    APPROVED
    Since 2025-03-28
  • NJ RA
    APPROVED
    Since 2025-02-10
  • NY RA
    APPROVED
    Since 2025-02-05

Branch Locations

66 Hudson Boulevard, New York, NY 10001 • United States

New York, NY • United States

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na New York NY 11/2005 08/2023
Wells Fargo Clearing Services, Llc New York NY 01/2018 08/2023
Unemployed New York NY 08/2023 01/2025
Hsbc Bank Usa, N.A. New York NY 01/2025 Present
Hsbc Securities (Usa) Inc New York NY 02/2025 Present
Previous Registrations
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-08
S63 Uniform Securities Agent State Law Examination 2018-04-12
  • S66 Uniform Combined State Law Examination
    2021-03-08
  • S63 Uniform Securities Agent State Law Examination
    2018-04-12

View on SEC IAPD

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