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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-01-20 |
| ND | RA | APPROVED | 2025-10-31 |
| AK | RA | APPROVED | 2025-10-27 |
| PR | RA | APPROVED | 2025-10-27 |
| AL | RA | APPROVED | 2025-10-22 |
| DE | RA | APPROVED | 2025-10-22 |
| GA | RA | APPROVED | 2025-10-22 |
| IA | RA | APPROVED | 2025-10-22 |
| MT | RA | APPROVED | 2025-10-22 |
| NE | RA | APPROVED | 2025-10-22 |
| NM | RA | APPROVED | 2025-10-22 |
| TX | RA | APPROVED_RES | 2025-10-22 |
| UT | RA | APPROVED | 2025-10-22 |
| VI | RA | APPROVED | 2025-10-22 |
| KS | RA | APPROVED | 2025-10-21 |
| LA | RA | APPROVED | 2025-10-21 |
| ME | RA | APPROVED | 2025-10-21 |
| MD | RA | APPROVED | 2025-10-21 |
| MN | RA | APPROVED | 2025-10-21 |
| NC | RA | APPROVED | 2025-03-28 |
| NJ | RA | APPROVED | 2025-02-10 |
| NY | RA | APPROVED | 2025-02-05 |
Branch Locations
66 Hudson Boulevard, New York, NY 10001 • United States
New York, NY • United States
239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | New York | NY | 11/2005 | 08/2023 |
| Wells Fargo Clearing Services, Llc | New York | NY | 01/2018 | 08/2023 |
| Unemployed | New York | NY | 08/2023 | 01/2025 |
| Hsbc Bank Usa, N.A. | New York | NY | 01/2025 | Present |
| Hsbc Securities (Usa) Inc | New York | NY | 02/2025 | Present |
Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-12 |
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